Legal Notices and Disclosures
SEC-Compliant Disclaimer
The content of this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities or financial instruments . Any investment opportunities referenced herein are unregistered, private offerings conducted by Redwood Capital, LLC (“Redwood Capital”) in reliance on exemptions from registration under the U.S. securities laws (specifically Rule 506(c) of Regulation D ).
The securities offered have not been registered under the Securities Act of 1933 or any state securities laws, nor approved or disapproved by the U.S. Securities and Exchange Commission (SEC) or any state regulator.
Offers will be made only through definitive offering documents (such as a Private Placement Memorandum, subscription agreement, or similar) and only in jurisdictions where such offering is lawful . Redwood Capital is not a registered broker-dealer or investment adviser, and no aspect of this website is intended to create any advisory or brokerage relationship.
All sales of securities will be made strictly to verified accredited investors under the applicable exemption . In the event of any conflict between information on this website and the official offering documents, the terms of the offering documents shall control.
Investor Qualification Notice
Access Restricted to Accredited Investors: The investment opportunities described by Redwood Capital are intended exclusively for individuals and entities that qualify as “accredited investors,” as defined in Rule 501 of Regulation D under the Securities Act. Only accredited investors may invest in a Rule 506(c) offering – this limitation exists because such private offerings are not subject to the same investor protections and disclosure requirements as registered public offerings .
By proceeding to use this site or consider any offering, you represent and warrant that you meet the accredited investor criteria (for example, satisfying certain annual income or net worth thresholds) . Redwood Capital reserves the right to require verification of your accredited investor status before providing detailed investment information or accepting any investment commitment.
In accordance with SEC rules, Redwood Capital (or an authorized third-party service) will take reasonable steps to verify your accredited status, which may include review of financial documentation or obtaining written confirmations from licensed professionals . If you do not satisfy these qualifications, you are hereby notified that any content herein is not intended for your use and you should not rely on it in any way.
General Solicitation Disclosure
Redwood Capital’s online content and communications may constitute “general solicitation” or general advertising of investment opportunities, as permitted under SEC Rule 506(c). Recent securities law reforms (the JOBS Act) allow issuers to publicly advertise certain private offerings, provided that all ultimate purchasers are accredited investors and the issuer verifies such status .
Accordingly, information about our investment offerings may be publicly accessible on this website or via other media. However, any potential investment resulting from these materials will be available only to verified accredited investors, and no actual sale of securities will occur until investor qualification is confirmed in compliance with SEC requirements .
Redwood Capital has filed or will file any required notices (such as Form D) and will comply with all applicable conditions of Rule 506(c). General solicitation materials are for broad informational purposes only – they are not tailored to any particular investor and should not be construed as a personalized offer. Furthermore, advertising an offering under Rule 506(c) does not eliminate or reduce the obligations and risks associated with the investment.
Investors are cautioned that purchasing securities in a 506(c) offering will result in receiving “restricted securities,” which cannot be freely resold and lack the liquidity of publicly traded securities . Redwood Capital’s decision to engage in general solicitation is made in accordance with SEC rules and is not an endorsement of the suitability of any investment for any particular investor.
Risk Factors Notice
Investments Involve Significant Risk:
Investing in the private offerings of Redwood Capital is highly speculative and involves a high degree of risk. These investments are suitable only for investors who can bear the economic risk of losing their entire investment . No government agency or regulator has approved the merits of these offerings, and investor capital is placed at risk in each transaction. Potential Loss of Capital: All investments offered by Redwood Capital carry the risk of partial or total loss of the invested capital.
There is no guarantee of any financial return or profit, and no assurance that any investment objective, target, or projection will be achieved . Prior successes of Redwood Capital or its principals do not ensure future results, and past performance is not indicative of future performance or outcomes.
Illiquidity and Restricted Securities:
Securities acquired through Redwood Capital’s offerings are illiquid and subject to transfer restrictions. There is no public market for these securities, and you may be required to hold your investment for an indefinite duration . Any securities purchased will be “restricted securities” under U.S. securities laws, meaning they cannot be sold or transferred without registration or an applicable exemption.
Investors should not invest funds to which they need ready access or that they cannot afford to have illiquid for a prolonged period. Market and Industry Risks: Redwood Capital’s focus on real estate, private equity, debt, and niche investment opportunities involves specific market and industry risks. Real estate investments may be affected by changes in property values, rental markets, interest rates, and economic conditions in their locales.
Private equity and private debt investments carry risks including the potential failure of portfolio companies, default on obligations, lack of operating history, or business and management risks. Broader factors such as economic recessions, capital market volatility, inflation, changes in laws or regulations, and geopolitical events can negatively impact the performance of these investments. Small or mid-sized ventures that Redwood Capital targets may be particularly vulnerable to adverse conditions and may not have the resources to weather financial difficulties . Lack of Diversification: An investment with Redwood Capital may be concentrated in a particular project or strategy, which can heighten the exposure to specific risks. Unlike a broadly diversified fund or public portfolio, a private placement in a single venture means that the success of your investment is tied to the fortunes of that one venture or a small number of ventures.
Diversification within your overall investment portfolio is important; you should consider how an investment with Redwood Capital fits into your broader financial strategy and risk tolerance.
Forward-Looking Information:
Any statements on this website relating to expected financial performance, targeted returns, or future plans are forward-looking in nature and are subject to the uncertainties described in the Forward-Looking Statements Disclaimer (below). Projected or hypothetical outcomes are not guaranteed. Actual results of any investment can and likely will vary from forecasts due to numerous risk factors and uncertainties.
No Assurance of Exit Strategy:
Private investments may lack a clear exit timeline. While Redwood Capital may intend to execute certain exit strategies (such as property sale, refinancing, or business sale) to realise returns, there is no certainty as to if, when, or on what terms such exits will occur. Changes in market conditions or business performance may delay or prevent the intended exit, prolonging the investment horizon and potentially impacting returns.
Other Risks and Due Diligence:
The above list is not a comprehensive enumeration of all risks involved. Each offering will have a detailed Offering Memorandum or similar document that includes a full description of risks specific to that investment. Prospective investors are strongly advised to thoroughly review all risk factors and disclosures in the official offering materials, and to conduct their own due diligence (including consulting with independent financial, legal, and tax advisors) before making any investment decision .
By investing with Redwood Capital, you acknowledge that you understand and accept all risks inherent in the investment, and you agree that Redwood Capital and its affiliates will not be liable for any investment losses or damages. You bear sole responsibility for your investment decisions and the financial outcomes thereof.
No Advice or Recommendation Notice
No Investment Advice:
This website and the information provided by Redwood Capital do not constitute investment, legal, or tax advice. All content is presented for informational purposes only, and no material on this site is intended as a recommendation to purchase or sell any security or to pursue any investment strategy.
Redwood Capital is providing general information about its business and offerings; it is not assessing your personal investment objectives, financial situation, or needs, and nothing herein should be construed as personalized advice.
Independent Evaluation Recommended:
Any decisions based on information from Redwood Capital’s site or communications are solely the responsibility of the investor. Prospective investors should independently evaluate each opportunity and consult with their own professional advisors (including financial advisors, attorneys, and accountants) before making investment decisions. Specifically, you should review the official offering documents and perform due diligence to determine whether an investment aligns with your financial goals and risk tolerance.
Redwood Capital makes no recommendation or endorsement as to the merits of any investment opportunity – the inclusion of an investment example or performance statistic is for illustrative purposes and does not constitute a suggestion that you should invest.
No Fiduciary Relationship:
Communication from Redwood Capital (or its representatives) is not intended to form a fiduciary relationship or create any duty on behalf of Redwood to advise you personally. Redwood Capital is not acting as your financial advisor or broker, and no communication, whether via this website or otherwise, should be construed as a guarantee of results or an assurance of suitability. You are solely responsible for determining whether any investment, strategy, or related transaction is appropriate for you.
Redwood Capital, its officers, and its affiliates will not be liable for any decisions you make based on the information provided, and you agree that any investment decisions are made at your own discretion and risk.
Forward-Looking Statements Disclaimer
No Guarantee of Future Performance:
This website may contain forward-looking statements that reflect Redwood Capital’s current views, expectations, or predictions about future events or performance. Such statements may include words like “believe,” “expect,” “intend,” “plan,” “target,” “estimate,” or similar expressions to identify forward-looking content . These forward-looking statements are inherently subject to uncertainties, risks, and changes in circumstances.
Actual results and future events may differ materially from those anticipated in any forward-looking statements . A variety of factors, many beyond Redwood Capital’s control – such as market conditions, economic forces, regulatory changes, project-specific risks, and other uncertainties – could cause outcomes to vary significantly from what is expressed or implied.
Not Representations or Guarantees:
Forward-looking statements on this site are provided for illustrative discussion purposes only. In light of the significant risks and uncertainties inherent in such statements, the inclusion of any forward-looking information should not be regarded as a representation or guarantee by Redwood Capital or any other person that the predicted results will actually occur.
Any projections, forecasts, targeted returns, or illustrative models are hypothetical in nature and merely reflect possible outcomes under certain assumptions. No reliance should be placed on forward-looking statements when making an investment decision, other than as one of many considerations alongside thorough due diligence.
Subject to Change:
Forward-looking statements speak only as of the date they are made. Redwood Capital undertakes no obligation to update or revise any forward-looking statements or other information on this site to reflect new information, subsequent events, or changes in circumstances, except as required by law.
Redwood Capital’s beliefs and assumptions may evolve, and actual performance may diverge from initial expectations.
All forward-looking statements are expressly qualified by this cautionary disclaimer, and investors are cautioned not to place undue certainty on any such statements.
Third-Party Links Disclaimer
External Websites:
This website may include links or references to external websites and services that are not under the control of Redwood Capital. For example, Redwood Capital’s site provides a portal link to its InvestNext fundraising platform, as well as links to media, social networking sites, or third-party resources. These links are provided for convenience and informational purposes only.
Redwood Capital does not own or operate these third-party sites and is not responsible for their content, accuracy, or functionality .
No Endorsement:
The inclusion of any third-party link does not imply affiliation, sponsorship, or endorsement by Redwood Capital of the linked site or its operators, and Redwood Capital makes no representations whatsoever regarding any third-party content. Use of links to external websites is at your own risk .
When you click on a third-party link, you will leave Redwood Capital’s website, and our terms and policies will no longer apply. Any information you provide or actions you take on a linked third-party site are subject to the terms of use and privacy policy of that site, not those of Redwood Capital. We strongly advise you to review the legal disclosures and privacy practices of any website you visit through an external link from our site. Redwood Capital assumes no responsibility or liability for any loss or damage arising from your use of, or reliance on, content, products, or services available on any third-party website.
InvestNext Platform:
Redwood Capital’s investment offerings may be facilitated through the InvestNext platform (accessible via our “Client Login” or deal portal link). InvestNext is a third-party service provider. While Redwood Capital uses this platform to manage subscriptions and investor information, InvestNext is independent of Redwood Capital.
Any use of the InvestNext portal is additionally governed by InvestNext’s own terms and policies. Redwood Capital is not responsible for any technical issues, data incidents, or other occurrences on the InvestNext site, though we endeavour to work with reputable providers to safeguard our investors’ information.
If you experience any problems with a third-party link or service, please notify Redwood Capital, but understand that any resolution may ultimately lie with the third-party provider.
Electronic Communication Notice
Consent to Electronic Communications:
By interacting with Redwood Capital through this website or via email, you consent to receive communications from us electronically. This includes receiving documents, notices, and messages via email or through our online investor portal. You agree that all agreements, disclosures, and other communications that Redwood Capital provides to you electronically satisfy any legal requirement that such communications be in writing, to the extent permitted by law.
Electronic communication is a core part of Redwood Capital’s investor relations and offering process; as an interested party or investor, you should maintain an updated email address with us and regularly check for correspondence.
No Guarantee of Delivery or Security:
Please be aware that electronic communications (including emails and messages via our website) are not guaranteed to be secure or error-free. Information sent over the Internet may be intercepted, altered, lost, or destroyed, or arrive late or incomplete. Redwood Capital cannot warrant that all electronic transmissions will be uninterrupted, timely, secure, or free from viruses or other harmful components.
We employ industry-standard security measures to protect our systems, but we do not guarantee absolute protection.
By communicating with us electronically, you acknowledge these inherent risks. We strongly advise you not to send highly sensitive personal or financial information via unencrypted email. If you choose to do so, you assume the risks of interception or misuse. Redwood Capital disclaims any liability for losses or damages resulting from the interception, alteration, or misuse of information transmitted electronically.
Integrity of Communications:
If you receive an electronic message from Redwood Capital that appears incomplete, corrupted, or suspicious, please contact us to verify the content before taking any action. Similarly, if you send us an email and do not receive a timely acknowledgment, we encourage you to follow up, as the message may not have been received. No confidentiality or privilege is waived by errant delivery; if you are not the intended recipient of an email from us, please notify the sender, and delete the communication.
Cyber-Fraud Warning:
Due to increasing cyber threats, be vigilant about fraudulent communications. Redwood Capital will never notify you of last-minute changes to payment instructions (such as wiring details) solely by email. We do not request personal financial details (e.g. bank account or Social Security numbers) via unsolicited email.
If you receive any electronic communication purporting to be from Redwood Capital that requests sensitive information or instructs you to transfer funds to an account different from one previously provided, do not act on it. Such a communication may be an example of phishing or fraud. Contact Redwood Capital through a verified phone number or official email address immediately to confirm the authenticity of the message . We will not be liable for any losses if you act on fraudulent instructions that were not actually sent by us. Always verify suspicious requests through a separate, trusted channel.
Record Retention and Monitoring:
Any electronic communications you send to Redwood Capital (through forms on our site or via email) may be retained for record-keeping, legal compliance, and quality assurance. By communicating with us, you agree that Redwood Capital may, as permitted by applicable law, monitor and retain such communications. This is to protect both our investors and our firm’s interests. We respect your privacy and will handle any personal data in accordance with our Privacy Policy; however, you should have no expectation of privacy for information transmitted through public networks.
Electronic Communication Is Not Binding Notice:
Finally, please note that certain legal notices or formal communications (such as notices of claims or legal service of process) may not be accepted via electronic means. Unless otherwise agreed, any contract formation, amendment, or termination involving Redwood Capital generally requires express written agreement signed by authorized representatives, and email exchanges alone may not constitute a binding contract. When in doubt, seek confirmation through a signed writing or speak directly with our team for critical communications.
By using Redwood Capital’s website and communicating with us electronically, you acknowledge that you have read, understood, and agree to the above terms of the Electronic Communication Notice and all other sections of this Disclaimer.
We thank you for your interest in Redwood Capital and urge you to proceed with care and diligence in all investment matters.
Third-Party Placement Agent Disclaimer
Redwood Capital, LLC (the “Company”) may engage independent third-party equity placement agents and capital introduction professionals (“Third-Party Agents”) to assist in raising investment capital for offerings conducted under SEC Rule 506(c) . These Third-Party Agents are independent contractors and are not employees, affiliates, or representatives of Redwood Capital, LLC. They have no authority to make any binding offers, commitments, representations, or warranties on behalf of the Company.
No person or entity, including any Third-Party Agent, has been authorized to provide information or make representations about Redwood Capital’s offerings except as expressly set forth in the Company’s official materials.
No Liability for Third-Party Statements:
Redwood Capital, LLC accepts no responsibility or liability for any statements, projections, marketing materials, or commitments made by Third-Party Agents. Any information regarding Redwood Capital’s offerings provided by a third party must be verified through the Company’s official documentation or personnel.
Prospective investors should not rely on any information or representation about Redwood Capital or its investment offerings made by a third party that is not explicitly confirmed by Redwood Capital, LLC. All official offering terms and disclosures are communicated directly by the Company (e.g. through Redwood Capital’s offering documents, website, or authorized InvestNext portal communications), and no third-party communications are binding on Redwood Capital.
Investor Onboarding via Official Portal:
All investor onboarding, subscription documentation, and transaction processing are conducted exclusively through Redwood Capital’s official channels. In practice, the Company utilizes a secure online platform – the InvestNext investor portal – for all capital raising activities and investor onboarding. Regardless of any referral or introduction by a Third-Party Agent, every prospective investor must register and complete Redwood Capital’s subscription process through the InvestNext portal.
This process includes submitting all required Know Your Customer (KYC) information and undergoing electronic Accredited Investor verification via the portal, in accordance with Redwood Capital’s compliance policies and SEC Rule 506(c) requirements . No investment commitment will be accepted, and no investor will be admitted to any offering, unless these onboarding and verification procedures are successfully completed through the Company’s official portal.
Finders’ Fees and Regulatory Compliance:
Redwood Capital, LLC may compensate Third-Party Agents in the form of finder’s fees or placement agent fees for their capital introduction services. The Company ensures that any such compensation arrangements are fully disclosed to investors as required (for example, in offering documents or investor communications) and are structured in compliance with all applicable laws and regulations . Payment of any finder’s or placement fee does not alter the terms of an investor’s investment or impose any additional cost on the investor. Such arrangements are typically borne by Redwood Capital as the issuer and are designed to adhere strictly to SEC rules and regulatory guidance governing solicitation activities.
All finders’ fee agreements are disclosed and transparent, and Redwood Capital conducts its capital-raising efforts in a manner consistent with Rule 506(c) offering regulations and SEC compliance expectations.